Compliance Manager

Location: Melbourne or Sydney

Industry: General Insurance

Company: McLardy McShane Group

Are you an experienced compliance professional looking for a new challenge in a dynamic, fast-paced environment? Join a well-established and reputable national insurance brokerage & AR network as a Compliance Manager and play a key role in ensuring our compliance frameworks meet the highest standards.

About Us:

McLardy McShane is a trusted insurance network offering a wide range of services to individuals and businesses across Australia. With a strong reputation for excellence, we take pride in delivering tailored insurance solutions to meet the diverse needs of our clients. As we continue to grow, we are looking for an exceptional Compliance Manager to join our team and help us uphold the integrity of our operations.

Key Responsibilities:

·       Develop, implement, and maintain compliance policies and procedures in line with industry regulations and company requirements.

·       Manage and oversee AFCA complaint processes

·       Manage and oversee Professional Indemnity exposures end to end

·       Monitor regulatory changes and assess the impact on business operations, ensuring compliance across all levels.

·       Review complaints, breaches and respond accordingly

·       Conduct regular audits and risk assessments to identify areas of potential compliance risk and develop strategies to mitigate them.

·       Work closely with internal teams to provide guidance and support on compliance-related matters, including training and awareness programs.

·       Manage and respond to internal and external compliance inquiries, ensuring timely and accurate resolution.

·       Coordinate and lead compliance reporting, including preparing regulatory submissions and ensuring adherence to deadlines.

·       Develop and maintain strong relationships with regulators, industry bodies, and other stakeholders.

·       Oversee compliance audits and liaise with external auditors and regulatory authorities as required.

·       Ensure adherence to the Australian Financial Services (AFS) license obligations and other relevant legislative requirements.

What We’re Looking For:

·       Diploma in insurance broking (preferable)

·       Proven experience (5+ years) in a compliance management role, preferably within the insurance or financial services industry.

·       Strong knowledge of Australian financial services laws, regulations, and industry standards.

·       Excellent understanding of risk management and corporate governance.

·       Exceptional attention to detail with the ability to think critically and solve problems effectively.

·       Strong communication and interpersonal skills with the ability to influence stakeholders at all levels.

·       Ability to work independently and collaboratively within a fast-paced, deadline-driven environment.

·       Relevant tertiary qualifications in law, business, or a related field (e.g., Compliance, Risk Management, or Insurance).

·       Experience with regulatory reporting, audits, and liaising with external authorities is highly desirable.

Why Join Us?

Ö      Competitive salary and benefits package.

Ö      Work in a supportive and collaborative environment.

Ö      Opportunities for professional development and career progression.

Ö      A dynamic role with the chance to make a real impact on business operations.

Ö      Flexible working arrangements available.

How to Apply:

If you're ready to take your career to the next level and help drive compliance excellence at a leading insurance broker, we'd love to hear from you! Please send your resume and a cover letter outlining your relevant experience to careers@mclardymchane.com.au   

Application Deadline: 30th April 2025

McLardy McShane is an equal opportunity employer and values diversity in our workplace.